Delphia (USA) and Global Predictions agreed to pay $400,000 in penalties for the false claims, the agency said.
The company is devoting $60 million to its technology budget this year, CEO Michael Kim said.
Even AI engineers have a problem conveying how the technology works, the regulator said.
Casady has been a leader in fintech and philanthropy for four decades.
The agreement gives Ashton Thomas Securities advisors more capabilities, BNY Mellon's Pershing said.
Self-reporting can reduce the financial penalties for off-channel communications violations.
The case marks an escalation in the one of the highest-profile clashes in the emerging field of AI.
Luma Financial Technologies has expanded its relationship with Yieldstreet to offer alternative investment products to Luma's advisors.
The AI program gives advisors clues to client financial events, TIFIN said.
Two fintech leaders discuss the dynamics of innovation.
The U.S.'s growing financial dominance may be making up for its declining influence in other realms.
Advisors say the technology could be useful for client communications and marketing.
Companies from a range of industries have been advertising how they're harnessing AI to improve operations.
Yieldstreet will help Luma advisors expand their alternative investment options for clients.
The firm is excited about office real estate, AI and life sciences.
Sen. Ted Cruz called the SEC's proposal a "war on technology."
The company has been an early adopter of artificial intelligence across several active stock funds.
There is much hope--and hype--about what AI could do for productivity and economic growth in the future.
The acquisition of the Giving Place will enable TIFIN to expand donors resources, TIFIN said.
Advisors will more easily be able to weave alts into client portfolios using the beefed up platform.